Legal Analysis of the Principle of Prohibition of Reassertion of Claims and Grounds (Estoppel) in the Inter Partes Review Proceeding of Patent Law in the United States: Challenges, Implications, and Lessons for the Iranian Legal System

Document Type : Research Article

Author

Department of Private Law, Faculty of Law and Political Sciences, University of Kharazmi, Tehran, Iran

10.22059/jolt.2025.388195.1007360

Abstract

Undoubtedly, establishing mechanisms to balance the rights of patent holders and patent challengers is one of the primary goals of patent law. The inter partes review (IPR) process and its estoppel provisions in U.S. law aim to achieve this balance. However, there is no equivalent mechanism in Iranian law. Given the significant role of such a balance in fostering economic development and innovation, this article seeks to analyze these mechanisms in the U.S. legal system and provide a suitable model for Iran. The primary question is: How is estoppel applied in the inter partes review process in U.S. patent law? What are its challenges, and what lessons can it offer for reforming Iranian patent law? Based on the findings of this descriptive-analytical study, despite the U.S. legislature's efforts to enact a clear law rooted in past experiences, various ambiguities have emerged in practice, which the U.S. judiciary has sought to resolve through proper interpretation. It appears that an optimal interpretation is one that strikes a balance between the rights of patent holders and patent challengers. The Iranian legislature can enact effective laws by addressing the ambiguities of U.S. law and leveraging its judicial experiences.

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